Fund |
Columbia Funds Series Trust |
Columbia Large Cap Index Fund |
Columbia Mid Cap Index Fund |
Columbia Small Cap Index Fund |
Columbia Funds Series Trust I |
Multi-Manager (MM) Total Return Bond Strategies Fund |
|
|
Other
Accounts Managed (Excluding the Fund) |
Ownership
of Fund
Shares |
Potential
Conflicts
of Interest |
Structure
of Compensation | ||
Fund |
Portfolio
Manager |
Number
and Type
of Account* |
Approximate
Total Net
Assets |
Performance-
Based
Accounts** | |||
For Funds with fiscal year ending February 28/29 – Information is as of
February 29, 2024, unless otherwise noted | |||||||
Large Cap Index Fund |
Christopher Lo |
12 RICs
16 other
accounts |
$9.50 billion
$165.61 million |
None |
$10,001 –
$50,000(b) |
Columbia
Management |
Columbia Management |
Mid Cap Index Fund |
Christopher Lo |
12 RICs
16 other
accounts |
$10.22 billion
$165.61 million |
None |
$10,001 –
$50,000(b) |
Columbia
Management |
Columbia Management |
Small Cap Index Fund |
Christopher Lo |
12 RICs
16 other
accounts |
$9.60 billion
$165.61 million |
None |
$10,001 –
$50,000(b) |
Columbia
Management |
Columbia Management |
For Funds with fiscal year ending August 31 – Information is as of August
31, 2023, unless otherwise noted | |||||||
MM Total Return Bond Strategies Fund |
Voya:
Sean Banai(q) |
9 RICs
114 PIVs
107 other
accounts |
$15.59 billion
$5.53 billion
$21.73 billion |
1 other
account
($185.57 M) |
None |
Voya |
Voya |
|
David Goodson |
5 RICs
77 PIVs
80 other
accounts |
$11.72 billion
$3.01 billion
$17.51 billion |
None |
None |
|
|
|
Randall Parish |
9 RICs
89 PIVs
67 other
accounts |
$12.45 billion
$3.54 billion
$16.57 billion |
None |
None |
|
|
|
Eric Stein(q) |
3 RICs |
$12.83 billion |
None |
None |
|
|