8-K
1
idsl_8-k.txt
RIVERSOURCE LIFE INSURANCE COMPANY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 31, 2006
RIVERSOURCE LIFE INSURANCE COMPANY,
FORMERLY KNOWN AS
IDS LIFE INSURANCE COMPANY
(Exact name of registrant as specified in its charter)
MINNESOTA 333-114888 41-0823832
(State or other jurisdiction Commission File Number (IRS Employer
of incorporation) Identification No.)
55 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN 55474
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (612) 671-3131
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 1.01 ENTRY INTO MATERIAL DEFINITIVE AGREEMENTS
The information contained on the Form 8-K electronically filed by IDS
Life Insurance Company ("IDS Life") on or about March 22, 2006 (the "March 22,
2006 8-K") relating to the mergers of American Enterprise Life Insurance
Company ("AEL") and American Partners Life Insurance Company ("APL") into IDS
Life (the "AEL and APL Mergers"), pursuant to the terms of the respective
Agreements and Plans of Merger, both dated March 17, 2006 (the "AEL and APL
Agreements"), is incorporated herein by reference. The AEL and APL Agreements
attached to the March 22, 2006 8-K as Exhibits 99.1 and 99.2 are also
incorporated herein by reference.
ITEM 5.03 AMENDMENTS TO ARTICLES OF INCORPORATION
On the March 22, 2006 8-K, IDS Life disclosed that it would be
changing its name to RiverSource Life Insurance Company, effective December
31, 2006. On April 15, 2006, IDS Life amended its Certificate of
Incorporation, changing its name to RiverSource Life Insurance Company
("RiverSource Life") effective December 31, 2006. A copy of the Certificate of
Amendment is attached hereto as Exhibit 3.1 and is incorporated herein by
reference.
ITEM 8.01 OTHER EVENTS
The Articles of Merger of AEL into IDS Life and APL into IDS Life,
filed with the Insurance Department of Indiana on April 21, 2006, and with the
Insurance Department of Arizona on October 18, 2006, respectively, provide
that the AEL and APL Mergers became effective on December 31, 2006. Pursuant
to the AEL and APL Mergers, RiverSource Life has acquired all of AEL's and
APL's issued and outstanding shares, property, and debts. In particular,
without limiting the foregoing, the Separate Accounts of AEL and APL (the
"Separate Accounts") have been transferred to and vested in RiverSource Life
as though they had originally been established by it. RiverSource Life will
make all required future reports pursuant to Section 15(d) of the Securities
Exchange Act of 1934 regarding the Separate Accounts.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
EXHIBIT NO. DESCRIPTION
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3.1 Certificate of Amendment of Certificate of Incorporation of
IDS Life Insurance Company, dated April 15, 2006
99.1 Articles of Merger dated March 17, 2006 by and between IDS Life
Insurance Company and American Enterprise Life Insurance Company
99.2 Articles of Merger dated March 17, 2006 by and between IDS Life
Insurance Company and American Partners Life Insurance Company
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
RIVERSOURCE LIFE INSURANCE COMPANY
(formerly known as IDS Life Insurance Company)
(REGISTRANT)
By: /s/ Bruce H. Saul
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Name: Bruce H. Saul
Title: Vice President
DATE: January 2, 2007