|
|
|
(State or Other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
|
||
|
|
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading symbol
|
Name of each exchange on which registered
|
||
|
|
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
Director
|
Votes
For
|
Votes
Withheld
|
Broker
Non-Votes
|
|||
Charles Cherington
|
2,731,140
|
49,320
|
769,743
|
|||
Matthew Angel
|
2,761,115
|
19,345
|
769,743
|
|||
Gregory Fiore
|
2,687,900
|
92,560
|
769,743
|
|||
William Wexler
|
2,746,291
|
34,169
|
769,743
|
|||
Nicholas J. Singer
|
2,757,575
|
22,885
|
769,743
|
Votes
For
|
Votes
Against
|
Abstentions
|
Broker
Non-Votes
|
|||
3,520,765
|
23,287
|
6,151
|
—
|
Votes
For
|
Votes
Against
|
Abstentions
|
Broker
Non-Votes
|
|||
2,751,635
|
26,798
|
2,027
|
769,743
|
Votes
For
|
Votes
Against
|
Abstentions
|
Broker
Non-Votes
|
|||
2,615,319
|
160,415
|
4,726
|
769,743
|
Eterna Therapeutics Inc.
|
||
Dated: June 20, 2023
|
By:
|
/s/ Sandra Gurrola |
Sandra Gurrola, Vice President of Finance
|